SEC Chairman Jay Clayton

Had the honor of meeting with SEC Chairman Jay Clayton at U.S. Securities and Exchange Commission today. He was a very sharp guy that wants more clarity and simplicity for the average investor. While I was advocating for the fiduciary rule and also clarifying titles between financial advisors and salespeople, it’s a start. We have a representative with Chairman Clayton that does care about the average investor and also wants to see more diversity on advisory boards.

Dorima Rincon